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Utah Code
Title 61
Chapter 1
Utah Code Ann. tit. 61, ch. 1
Utah Uniform Securities Act
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61-1-1
Fraud unlawful.
61-1-2
Investment adviser -- Unlawful acts.
61-1-3
Licensing of broker-dealers, agents, investment advisers, and investment adviser representatives.
61-1-4
Licensing and notice filing procedure.
61-1-5
Postlicensing provisions.
61-1-6
Sanctions.
61-1-6.5
Court-ordered discipline.
61-1-7
Registration before sale.
61-1-9
Registration by coordination.
61-1-10
Registration by qualification.
61-1-11
Provisions applicable to registration generally.
61-1-11.1
Hearings for certain exchanges of securities.
61-1-12
Denial, suspension, and revocation of registration.
61-1-13
Definitions.
61-1-14
Exemptions.
61-1-14.5
Burden of proving exemption.
61-1-15
Filing of sales literature.
61-1-15.5
Federal covered securities.
61-1-16
False statements unlawful.
61-1-17
No finding by division on merits -- Contrary representation unlawful.
61-1-18
Division of Securities established -- Director -- Investigators.
61-1-18.1
Technical experts and specialists -- Employment -- Contracts.
61-1-18.2
Budget -- Annual report.
61-1-18.3
Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.
61-1-18.4
Fees collected by division.
61-1-18.5
Securities Commission -- Transition.
61-1-18.6
Procedures -- Adjudicative proceedings.
61-1-18.7
Funding of securities investor education, training, and enforcement.
61-1-18.8
Concurrence under this chapter.
61-1-19
Investigations authorized.
61-1-20
Enforcement.
61-1-21
Penalties for violations.
61-1-21.1
Limitation of prosecutions.
61-1-21.5
Legal counsel -- Prosecutions.
61-1-22
Sales and purchases in violation -- Remedies -- Limitation of actions.
61-1-23
Review of orders.
61-1-24
Rules, forms, and orders.
61-1-25
Record of registrations.
61-1-26
Scope of the act -- Service of process.
61-1-27
Construction of chapter.
61-1-28
Citation of chapter.
61-1-29
Savings clause.
61-1-31
Determining amount of fine.
61-1-32
Exemptions from licensure.
1
Securities Fraud Reporting Program Act
2
Protection of Vulnerable Adults from Financial Exploitation Act