1. (1) Public Safety Violations: $3,000 - $5,000 per violation. This category is for violations that present a direct threat to public health or safety including:

   1. (a) use of unapproved pesticide or unapproved agricultural soil amendment;
   2. (b) cannabis sold to an unlicensed source;
   3. (c) cannabis purchased from an unlicensed source;
   4. (d) refusal to allow inspection;
   5. (e) failure to comply with testing requirements;
   6. (f) a test result for high pesticide residue in the cannabis produced or cannabis product;
   7. (g) unauthorized personnel on the premises;

   8. (h) permitting criminal conduct on the premises; or

      1. (i) engaging in or permitting a violation of the Title 4, Chapter 41a, Cannabis Production Establishments.

2. (2) Regulatory Violations: $1,000 - $5,000 per violation. This category is for violations involving this rule and other applicable state rules:

   1. (a) failure to maintain alarm and security systems;
   2. (b) failure to keep and maintain records for at least two years;
   3. (c) failure to maintain traceability;
   4. (d) failure to follow transportation requirements;
   5. (e) failure to follow the waste and disposal requirements;
   6. (f) engaging in or permitting a violation of Title 4, Chapter 41a, Cannabis Production Establishments or this rule; or
   7. (g) failure to maintain standardized scales.

3. (3) Licensing Violations: $500- $5,000 per violation. This category is for violations involving licensing requirements including:

   1. (a) an unauthorized change to the operating plan;
   2. (b) failure to notify the department of changes to the operating plan;
   3. (c) failure to notify the department of changes to financial or voting interests of greater than 2%;
   4. (d) failure to follow the operating plan as approved by the department;
   5. (e) engaging in or permitting a violation of this rule or Title 4, Chapter 41a, Cannabis Production Establishments; or
   6. (f) failure to respond to violations.
4. (4) The department shall calculate penalties based on the level of violation and the adverse effect or potential adverse effect at the time of the incidents giving rise to the violation.
5. (5) The department may consider enhancing or reducing the penalty based on the seriousness of the violation.

KEY: marijuana, cannabis cultivation facility

Date of Last Change: June 24, 2025

Authorizing, and Implemented or Interpreted Law: 4-41a-404(3); 4-41a-103(5); 4-41a-204(2)(e); 4-41a-302(3)(b)(ii); 4-41a-701(2); 4-41a-405(2)(b)(iv); 4-2-103(1)(i); 4-41a-801(1)