This rule establishes the criteria applicable to all broker-dealers and agents for certification by the Director of the Securities Division of the Department of Commerce (the "Director") as eligible to conduct investment transactions under the State Money Management Act. It further establishes the application contents and procedures, and the procedures for termination and reinstatement of certification.

KEY: cash management, public investments, securities regulation, stock brokers

Date of Last Change: August 27, 2001

Notice of Continuation: January 26, 2026

Authorizing, and Implemented or Interpreted Law: 51-7-3(1); 51-7-18(2)(b)(v)