- A. Certified investment advisers shall apply annually, on or before April 30 of each year, for certification to be effective July 1 of each year.
- B. The application must contain all of the documents and meet all of the requirements as set forth above with respect to initial applications.
- C. The application must be accompanied by an annual certification fee as described in Section 51-7-18.4(2).
- D. A Certified investment adviser whose certification has expired as of June 30 may not function as a Certified investment adviser until the investment adviser's certification is renewed.
KEY: cash management, public investments, securities regulations, investment advisers
Date of Last Change: August 21, 2017
Notice of Continuation: July 7, 2025
Authorizing, and Implemented or Interpreted Law: 51-7-3(3); 51-7-18(2)(b)(vi); 51-7-18(2)(b)(vii); 51-7-11.5(2)(b); 51-7-11.5(2)(c)