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Utah Administrative Code
Title 590
Rule 68
Utah Admin. Code R590-68
Insider Trading of Equity Securities of Domestic Stock Insurance Companies
Effective Jun 9, 2023
Insurance
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1
Authority
2
Purpose and Scope
3
Definitions
4
Securities Held of Record
5
Filing Statements
6
Ownership of More Than 10% of an Equity Security
7
Disclaimer of Beneficial Ownership
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Exemptions from Subsections 31A-5-303(1) and 31A-5-303(2)
9
Transactions Exempted from Subsection 31A-5-303(2)
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Exemption From Section 31A-5-303 of Securities Purchased or Sold by Odd-Lot Dealers
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Certain Transactions Subject to Subsection 31A-5-303(1)
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Ownership of Securities Held in Trust
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Exemption for Small Transactions
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Exemption From Subsection 31A-5-303(2) of Transactions That Need Not Be Reported Under Subsection 31A-5-303(1)
15
Exemption from Subsection 31A-5-303(2) of Certain Transactions in Connection With a Distribution
16
Exemption From Subsection 31A-5-303(2) of Acquisitions of Shares of Stock and Stock Options Under Certain Stock Bonus, Stock Option, or Similar Plans
17
Exemption from Subsection 31A-5-303(2) of Certain Transactions in Which Securities Are Received by Redeeming Other Securities
18
Exemption of Long-Term Profits Incident to Sales Within Six Months of the Exercise of an Option
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Exemption From Subsection 31A-5-303(2) of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidation
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Exemption from Subsection 31A-5-303(2) of Certain Transactions Involving the Conversion of Equity Securities
21
Exemption from Subsection 31A-5-303(2) of Certain Transactions Involving the Sale of Subscription Rights
22
Exemption of Certain Securities From Subsection 31A-5-303(3)
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Exemption From Subsection 31A-5-303(3) of Certain Transactions Effected in Connection With a Distribution
24
Exemption From Subsection 31A-5-303(3) of Sales of Securities to Be Acquired
25
Arbitrage Transactions Under Subsection 31A-5-303(3)
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Severability