1. (1) "Criminal conviction" means a felony, or a misdemeanor involving fraud, misrepresentation, theft, or dishonesty, that results in:

   1. (a) judgment of guilt entered by a court;
   2. (b) an admission;
   3. (c) a guilty plea;
   4. (d) a no contest plea;
   5. (e) a proceeding involving a plea in abeyance; or
   6. (f) another deferred adjudication agreement that has not yet been dismissed.
2. (2) "License" means an initial license issued by the commissioner.

3. (3) "License applicant" means an individual applying for a license under:

   1. (a) Title 31A, Chapter 23a, Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries;
   2. (b) Title 31A, Chapter 23b, Navigator License Act;
   3. (c) Title 31A, Chapter 25, Third Party Administrators; or
   4. (d) Title 31A, Chapter 26, Insurance Adjusters.

4. (4) "Proceeding" means:

   1. (a) a criminal proceeding in which an individual is charged with a felony, or a misdemeanor involving fraud, misrepresentation, theft, or dishonesty; or
   2. (b) an administrative, civil, or regulatory enforcement proceeding in which an individual is alleged to have engaged in conduct involving fraud, misrepresentation, theft, or dishonesty.

Terms used in this rule are defined in Section 31A-1-301. Additional terms are defined as follows:

KEY: insurance, licensing

Date of Last Change: June 23, 2026

Notice of Continuation: June 14, 2024

Authorizing, and Implemented or Interpreted Law: 31A-2-201(3)