1. (1) When the division becomes aware that an applicant or seminar provider is in violation of this rule the division shall:

   1. (a) within 30 days after becoming aware of the violation, notify an applicant or seminar provider in a notice of noncompliance; and

   2. (b) within 30 days of the notice of noncompliance, require:

      1. (i) an applicant to provide any additional information needed to complete an application; or
      2. (ii) require a seminar provider to submit a written plan for achieving compliance within 30 days after receiving the notice of noncompliance.

2. (2) The division may suspend the certification of a seminar provider if the seminar provider:

   1. (a) fails to comply with this rule; or
   2. (b) fails to complete a plan described in Subsection (1)(b)(ii); or
   3. (c) fails to allow the division access to information or records necessary to determine the seminar provider's compliance with this rule.

3. (3) The division may revoke certification of a seminar provider if a seminar provider:

   1. (a) provides or allows its authorized instructor to provide a seminar while the seminar provider has had its certification suspended; or
   2. (b) fails to comply with corrective action described in Subsection R523-12-9(3) while under a suspended certification; or
   3. (c) has committed a second violation that constitutes grounds for suspension within 24 months of an initial or subsequent suspension.

KEY: substance abuse, server training, on-premise

Date of Last Change: January 26, 2026

Notice of Continuation: December 1, 2025

Authorizing, and Implemented or Interpreted Law: 26B-5-205; 63G-4-203