Effective Dec 2, 19977-1-301(3)Financial Institutions
(1) "Discount brokerage" means the practice of executing securities transactions solely at the direction of a credit union member but not providing that member with any investment advice.
KEY: credit unions
Date of Last Change: December 2, 1997
Notice of Continuation: September 21, 2022
Authorizing, and Implemented or Interpreted Law: 7-1-301(3)