Any person entering into or performing an investment advisory contract under this rule is not relieved of any obligations under Subsection 61-1-2(1) or any other applicable provision of the Utah Uniform Securities Act or any rule or order thereunder.

KEY: securities, securities regulation, investment advisers, custody requirements

Date of Last Change: March 11, 2022

Notice of Continuation: December 18, 2024

Authorizing, and Implemented or Interpreted Law: 61-1-2; 61-1-24