Investment Advisers | Midpage

Collections
United States Code

Subchapter II

Investment Advisers

80b–1Findings 80b–2Definitions 80b–3Registration of investment advisers 80b–3aState and Federal responsibilities 80b–4Reports by investment advisers 80b–4aPrevention of misuse of nonpublic information 80b–5Investment advisory contracts 80b–6Prohibited transactions by investment advisers 80b–6aExemptions 80b–7Material misstatements 80b–8General prohibitions 80b–9Enforcement of subchapter 80b–10Disclosure of information by Commission 80b–10aConsultation 80b–11Rules, regulations, and orders of Commission 80b–12Hearings 80b–13Court review of orders 80b–14Jurisdiction of offenses and suits 80b–15Validity of contracts 80b–16Omitted 80b–17Penalties 80b–18Hiring and leasing authority of Commission 80b–18aState regulation of investment advisers 80b–18bCustody of client accounts 80b–18cRule of construction relating to the Commodities Exchange Act 80b–19Separability 80b–20Short title 80b–21Effective date