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United States Code

Subchapter I

Investment Companies

80a–1Findings and declaration of policy 80a–2Definitions; applicability; rulemaking considerations 80a–3Definition of investment company 80a–3aProtection of philanthropy under State law 80a–4Classification of investment companies 80a–5Subclassification of management companies 80a–6Exemptions 80a–7Transactions by unregistered investment companies 80a–8Registration of investment companies 80a–9Ineligibility of certain affiliated persons and underwriters 80a–10Affiliations or interest of directors, officers, and employees 80a–11Offers to exchange securities 80a–12Functions and activities of investment companies 80a–13Changes in investment policy 80a–14Size of investment companies 80a–15Contracts of advisers and underwriters 80a–16Board of directors 80a–17Transactions of certain affiliated persons and underwriters 80a–18Capital structure of investment companies 80a–19Payments or distributions 80a–20Proxies; voting trusts; circular ownership 80a–21Loans by management companies 80a–22Distribution, redemption, and repurchase of securities; regulations by securities associations 80a–23Closed-end companies 80a–24Registration of securities under Securities Act of 1933 80a–25Reorganization plans; reports by Commission 80a–26Unit investment trusts 80a–27Periodic payment plans 80a–28Face-amount certificate companies 80a–29Reports and financial statements of investment companies and affiliated persons 80a–30Accounts and records 80a–31Accountants and auditors 80a–32Filing of documents with Commission in civil actions 80a–33Destruction and falsification of reports and records 80a–34Unlawful representations and names 80a–35Breach of fiduciary duty 80a–36Larceny and embezzlement 80a–37Rules, regulations, and orders 80a–38Procedure for issuance of rules and regulations 80a–39Procedure for issuance of orders 80a–40Hearings by Commission 80a–41Enforcement of subchapter 80a–42Court review of orders 80a–43Jurisdiction of offenses and suits 80a–44Disclosure of information filed with Commission; copies 80a–45Reports by Commission; hiring and leasing authority 80a–46Validity of contracts 80a–47Liability of controlling persons; preventing compliance with subchapter 80a–48Penalties 80a–49Construction with other laws 80a–50Separability 80a–51Short title 80a–52Effective date 80a–53Election to be regulated as business development company 80a–54Acquisition of assets by business development companies 80a–55Qualifications of directors 80a–56Transactions with certain affiliates 80a–57Changes in investment policy 80a–58Incorporation of subchapter provisions 80a–59Functions and activities of business development companies 80a–60Capital structure 80a–61Loans 80a–62Distribution and repurchase of securities 80a–63Accounts and records 80a–64Preventing compliance with subchapter; liability of controlling persons