Criminal Provisions | Midpage

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Texas Statutes

Subchapter E

Criminal Provisions

4007.201Unauthorized Sale of Securities; Offense 4007.202Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense 4007.203Fraudulent Conduct; Offense 4007.204Materially False Statement in Document or Proceeding; Offense 4007.205False Statement or Representation Concerning Registration; Offense 4007.206Violation of Cease and Desist Order; Offense 4007.207Noncompliant Offer or Offer Prohibited by Cease Publication Order; Offense 4007.208Aggregation of Amounts 4007.209Liability of Corporation