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Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives | Midpage
Collections
Texas Statutes
GV
Title 12
Chapter 4004
Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
A
General Provisions
B
Registration of Dealers and Investment Advisers
C
Registration of Agents and Investment Adviser Representatives
D
Examination Requirements
E
Denial or Revocation of Registration
F
Expiration and Renewal of Registration
G
Notice Filings of Federal Covered Investment Advisers and Certain Representatives of Federal Covered Investment Advisers
H
Requirements for Protection of Vulnerable Adults from Financial Exploitation