1. (1) Each TNInvestco shall submit all required statutory and programmatic documents and fees on or before their assigned due dates. Mandatory documents and fees include the following:

   1. (a) “Fiduciary Duty and Ethics, Waste, Fraud & Abuse Policy Acknowledgment for TNInvestco Program” form due January 31st each year;
   2. (b) “Report on Remaining Designated Capital” due January 31st each year;
   3. (c) Annual review fee due January 31st each year;
   4. (d) Annual certification fee due April 1st each year;
   5. (e) Scorecard due April 30th each year; and
   6. (f) Annual Audit Report and Examination Review due April 30th each year.
2. (2) In the event of noncompliance with a subparagraph of this rule, a penalty of $1,000 per Day for each document or fee shall be assessed until the noncompliance is cured.

Authority: T.C.A. §§ 4-28-110; 4-28-111(a); 4-28-111(d); and 4-28-113. Administrative History: New rule filed September 4, 2015; effective December 3, 2015.