Terms used in this chapter mean:
- (1) "Executive officer," chief executive officer, chief operating officer, chief financial officer, treasurer, secretary, controller, and any other individual performing functions corresponding to those performed by the foregoing officers under whatever title;
- (2) "Statement," Forms A, B, C, D, E, and F; and
- (3) "Ultimate controlling person," a person which is not controlled by any other person.
Source: 20 SDR 36, effective September 19, 1993; 42 SDR 83, effective December 3, 2015.
General Authority: SDCL 58-5A-70.
Law Implemented: SDCL 58-5A-70.
Prior versions effective: 1993-09-19.