Subarticle 5. Fraud and Liabilities | Midpage

Collections
South Carolina Code of Regulations

Subarticle 5

Subarticle 5. Fraud and Liabilities

Attorney General

13-501Dishonest or Unethical Practices by Broker-Dealers and Agents.13-502Dishonest or Unethical Practices by Investment Advisers, Investment Adviser Representatives and Federal Covered Advisers.13-503Advertising Filing Requirement.