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Rhode Island General Laws
Title 7
Chapter 7-11
R.I. Gen. Laws tit. 7, ch. 11
Rhode Island Uniform Securities Act
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I
Definitions
II
Licensing of Broker-Dealers, Sales Representatives, and Investment Advisers and Investment Adviser Representatives
III
Registration of Securities
IV
Exemptions from Registration
V
Fraudulent and Other Prohibited Practices
VI
Enforcement and Civil Liability
VII
Administration
VIII
Miscellaneous Provisions