64 Pa. Code § 603.040
The provisions of this § 603.040 issued under sections 603(d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § § 1-603(d) and 1-609(a)).
The provisions of this § 603.040 adopted July 28, 1989, effective July 29, 1989, 19 Pa.B. 3169; reserved and transferred to 10 Pa. Code § 603.040, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (324458).