- (a) If the BR-1 and related broker application documents demonstrate that the applicant is in compliance with the Authority’s regulations and the applicant has passed the broker testing under § 1029.7 (relating to broker testing), the Authority will issue a broker registration letter to the applicant and place the applicant’s name on the list of brokers maintained by the Authority.
- (b) The broker registration letter will confirm the individual’s broker status with the Authority and list an expiration date, which will be 1 year from the date of issuance, and contain other information and guidance as the Authority deems appropriate.
- (c) The broker registration letter shall be displayed prominently in the broker’s office.
- (d) The broker registration letter may be served upon the broker by email.
Cross References
This section cited in 52 Pa. Code § 1001.10 (relating to definitions).