An individual IRA endorsement filing complying with the following is acceptable:
- (1) The submission letter for a form complies with applicable requirements of § 89b.5 (relating to letter of submission).
- (2) The form is submitted in duplicate. This complies with § 89b.4(a) (relating to general filing procedure).
- (3) The form is submitted in the final printed form intended for actual issue, unless the company requests tentative approval under § 89.4(d) (Reserved). A form submitted for tentative approval is submitted in draft, printer’s-proof, photocopied, ‘‘filer’’ or another legible form.
- (4) The form number and the wording in the form are printed in easily readable type.
- (5) Logos are or are not present and are more or less prominent than the company name.
- (6) The full company name appears on the form for filing purposes only. The name is printed or added by rubber stamp or other appropriate means. This complies with § 89b.11(a) (relating to general contents of forms).
- (7) An administrative office address or the home office address is or is not shown. If an address is captioned as ‘‘home office,’’ it is the official home office address of record.
- (8) The form contains a caption disclosing that the form is a rider, endorsement, agreement or amendment. An alternative caption if the form provides that it is ‘‘attached to and made a part of the contract.’’