1. Collections
  2. Pennsylvania Code
  3. Title 31
  4. Part I
  5. Subpart B
  6. Chapter 21

Initial Statements of Beneficial Ownership

Initial Statements of Beneficial Ownership

21.11Filing of statements.21.12Ownership of over 10% of equity securities.21.13Disclaimer of beneficial ownership.21.14Persons not required to file a statement.21.15Exemptions for purchases and sales by odd-lot dealers.21.16Transactions necessitating filing.21.17Ownership of securities held in trust.21.18Exemptions for small transactions.21.19Double exemptions.
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