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Initial Statements of Beneficial Ownership | Midpage
Collections
Pennsylvania Code
Title 31
Part I
Subpart B
Chapter 21
Initial Statements of Beneficial Ownership
Initial Statements of Beneficial Ownership
21.11
Filing of statements.
21.12
Ownership of over 10% of equity securities.
21.13
Disclaimer of beneficial ownership.
21.14
Persons not required to file a statement.
21.15
Exemptions for purchases and sales by odd-lot dealers.
21.16
Transactions necessitating filing.
21.17
Ownership of securities held in trust.
21.18
Exemptions for small transactions.
21.19
Double exemptions.