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Pennsylvania Code
Title 10
Part VII
Subpart C
Chapter 305
10 Pa. Code Ch. 305
Denial, Suspension, Revocation and Conditioning of Registration
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305.011
Supervision of agents, investment adviser representatives and employees.
305.012
[Reserved].
305.019
Dishonest and unethical practices.
305.020
Use of senior specific certifications and professional designations.
305.061
Withdrawal of registration or notice filing.