10 Pa. Code Ch. 302
Exemptions
302.051Agent registration: bona fide officers, directors and employes.302.060[Reserved].302.061Auctioneers exemption from broker-dealer and agentregistration.302.062[Reserved].302.063Financial institutions exempt from broker-dealer and agentregistration.302.064Stock Exchange exemption from agent registration.302.065Canadian broker-dealer exempt.302.070Registration exemption for investment advisers to private funds.302.071Registration exemption for solicitors.