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Pennsylvania Code

Chapter 203

10 Pa. Code Ch. 203

Exempt Transactions

203.011Nonissuer transactions.203.031Fiduciary capacity.203.041Limited offerings.203.091[Reserved].203.101Mortgages.203.120[Reserved].203.131[Reserved].203.141Sales to existing equity securityholders.203.151Proxy materials.203.161Debt securities of nonprofit organizations.203.171[Reserved].203.183Agricultural cooperative associations.203.184Offers and sales to principals.203.185Offers before effectiveness of registration by qualification exempt.203.186Employee takeovers.203.187Small issuer exemption.203.188Cooperative Business Associations Exemption.203.189Isolated transaction exemption.203.190Certain Internet offers exempt.203.191Rule 505 offerings.203.192Rule 801 and 802 offerings exempt.203.201Accredited investor exemption.203.202Certain transactions with persons from Canada exempt.203.203Certain Rule 144A exchange transactions exempt.