Prohibition of Certain Security Transactions | Midpage

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Oregon Revised Statutes

Prohibition of Certain Security Transactions

Prohibition of Certain Security Transactions

59.710Definitions for ORS 59.710 to 59.830 59.720Application of ORS 59.710 to 59.830 to real estate contracts and brokers 59.730Making contract involving securities without intending a bona fide sale or purchase 59.740Conducting bucket shop or repeatedly making forbidden contracts 59.750Receipt or communication of prices for purpose of forbidden contract 59.760Reporting false sale of securities with intent to deceive 59.770Manipulating market by pretended sales 59.780Broker’s trading against customer’s order; violation of ORS 59.780 to 59.800 by member of broker’s firm 59.790Insolvent broker-dealer receiving securities from customer 59.800Pledge or sale by broker-dealer of customer’s securities 59.810Delivery to customer of true statement of purchase or sale made by broker 59.820Actions against corporation for second violation 59.830Self-incrimination by witness; immunity from prosecution