A security is exempt from ORS 732.440 to the extent necessary to render lawful under that statute the broker’s execution of an order for an account in which the broker has no direct or indirect interest.

Statutory/Other Authority

ORS 731.244, 732.420, 732.430, 732.435, 732.445, 732.450 & 732.455

Statutes/Other Implemented

ORS 732.420 - 732.455

History

ID 16-2006, f. & cert. ef. 8-7-06