- (1) Unless the Authority by rule or order provides otherwise, sales, purchases, exchanges, loans or extensions of credit, investments or guarantees involving one-half of one percent or less of a CCO’s admitted assets as of the December 31 immediately preceding the date of the registration statement or amendment shall not be deemed material for purposes of registration under OAR 410-141-5290 to OAR 410-141-5380.
- (2) Information that is not deemed material under subsection (1) for the purposes of registration under OAR 410-141-5285 to OAR 410-141-5380 need not be disclosed on the registration statement filed pursuant to OAR 410-141-5355.
- (3) Any person within a CCO holding company system subject to registration shall provide complete and accurate information to a CCO when such information is necessary to enable the CCO to comply with the registration requirements of OAR 410-141-5285 to OAR 410-141-5355.
Statutory/Other Authority
ORS 413.042, 414.572, 414.591 & 414.605
Statutes/Other Implemented
ORS 414.570-414.686 & 415.001-415.430
History
DMAP 143-2024, amend filed 12/29/2024, effective 01/01/2025
DMAP 60-2019, adopt filed 12/18/2019, effective 01/01/2020