- (1) Every CCO that is a member of a CCO holding company system shall register with the Authority as provided in this section.
- (2) A CCO that is subject to registration under this section shall register not later than 15 days after the date the CCO becomes subject to registration, and annually thereafter on or before April 30 for the previous calendar year, unless the Authority for good cause shown extends the time for registration, and then within such extended time.
- (3) The Authority may require or allow two or more affiliated CCOs subject to registration requirements under this section to file a consolidated registration statement.
- (4) The registration requirements of OAR 410-141-5290 to OAR 410-141-5355 do not apply to any CCO, information or transaction the Authority exempts by rule or order.
Statutory/Other Authority
ORS 413.042, 414.572, 414.591 & 414.605
Statutes/Other Implemented
ORS 414.570-414.686 & 415.001-415.430
History
DMAP 143-2024, amend filed 12/29/2024, effective 01/01/2025
DMAP 60-2019, adopt filed 12/18/2019, effective 01/01/2020