1. (a) The Department shall be organized in accordance with Section 1-601 of the Securities Act. It shall be the purpose of the Department to implement the policies of the Commission and to enforce the Securities Act, the Business Opportunity Act, and the Land Sales Act in an efficient and effective manner.

2. (b) The Department shall be organized in the following divisions:

   1. (1) registration of broker-dealers, agents, investment advisers, and investment adviser representatives;
   2. (2) registration of securities, business opportunities, and subdivided lands;
   3. (3) investigation and enforcement; and
   4. (4) investor education.
3. (c) The Department shall have as its chief officer an Administrator who shall be charged with the duty of administering and enforcing the acts under the supervision of the Commission and in accordance with its policies.

Amended at 21 Ok Reg 2489, eff 7-1-04

Amended at 38 Ok Reg 2501, eff 11-1-21

Amended at 39 Ok Reg 2206, eff 9-15-22