1. (a) Initial filing. A federal covered investment adviser making its initial notice filing in the state of Oklahoma pursuant to Section 1-405 of the Securities Act:

   1. (1) shall file with the IARD:

      1. (A) a new or amended Form ADV designating Oklahoma on Item 2.B of Part 1A; and
      2. (B) the investment adviser notice filing fee set forth in Section 1-612 of the Securities Act; and
   2. (2) shall comply with existing federal requirements with regard to the Part 2 of the Form ADV.
2. (b) Renewal. Federal covered investment advisers who have made a notice filing pursuant to Section 1-405 of the Securities Act may renew their notice by submitting to the IARD the investment adviser notice filing fee set forth in Section 1-612 of the Securities Act.

Added at 21 Ok Reg 2532, eff 7-1-04

Amended at 30 Ok Reg 2066, eff 8-1-13