Investment Securities | Midpage1308.01Definitions - UCC 8-1021308.02Rules for determining whether certain obligations and interests are securities or financial assets - UCC 8-1031308.03Overissue defined - effect - UCC 8-2101308.04Evidentiary rules concerning certificate securities - UCC 8-1141308.05Applicability - choice of law - UCC 8-1101308.06Clearing corporation rules - UCC 8-1111308.07Statute of frauds inapplicable - UCC 8-1131308.08Issuer - UCC 8-2011308.09Issuer's responsibility and defenses - notice of defect or defense - UCC 8-2021308.10Staleness as notice of defect or defense - UCC 8-2031308.11Effect of issuer's restriction on transfer - UCC 8-204 - issuer's lien - UCC 8-2091308.12Effect of unauthorized signature on security certificate - UCC 8-2051308.13Completion or alteration of security certificate - UCC 8-2061308.14Rights and duties of issuer with respect to registered owners - UCC 8-2071308.15Effect of signature of authenticating trustee, registrar, or transfer agent - UCC 8-2081308.16Rights of purchaser - UCC 8-3021308.17Protected purchaser - UCC 8-3031308.18Acquisition of security or financial asset or interest therein - UCC 8-1041308.19Notice of adverse claim - UCC 8-1051308.20Warranties in direct holding - UCC 8-1081308.21Warranties in indirect holding - UCC 8-1091308.22Indorsement - UCC 8-3041308.23Whether indorsement, instruction, or entitlement order is effective - UCC 8-1071308.24Control - UCC 8-1061308.25Instruction - UCC 8-3051308.26Effect of guaranteeing signature, indorsement, or instruction - UCC 8-3061308.27Delivery - UCC 8-3011308.29Fulfilling duty to transfer1308.30Wrongful transfer of security1308.31Purchaser's right to requisites for registration of transfer - UCC 8-3071308.32Creditor's legal process - UCC 8-1121308.33Securities intermediary and others not liable to adverse claimant - UCC 8-115 - securities intermediary as purchaser for value - UCC 8-1161308.37Duty of issuer to register transfer - UCC 8-4011308.38Assurance that indorsement or instruction is effective - UCC 8-4021308.39Demand that issuer not register transfer - UCC 8-4031308.40Wrongful registration - UCC 8-4041308.41Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate - UCC 8-406 - replacement of lost, destroyed, or wrongfully taken security certificate - UCC 8-4051308.42Authenticating trustee, transfer agent, and registrar - UCC 8-4071308.51Securities account - acquisition of security entitlement from securities intermediary - UCC 8-5011308.52Assertion of adverse claim against entitlement holder - UCC 8-5021308.53Property interest of entitlement holder in financial asset held by securities intermediary - UCC 8-5031308.54Duty of securities intermediary to maintain financial asset - UCC 8-5041308.55Duty of securities intermediary with respect to payments and distributions - UCC 8-5051308.56Duty of securities intermediary to exercise rights as directed by entitlement holder - UCC 8-5061308.57Duty of securities intermediary to comply with entitlement holder - UCC 8-5071308.58Duty of securities intermediary to change entitlement holder's position to other form of security holding - UCC 8-5081308.59Specification of duties of securities intermediary by other statute or regulation manner of performance of duties of securities intermediary and exercise of rights of entitlement holder - UCC 8-5091308.60Rights of purchaser of security entitlement from entitlement holder - UCC 8-5101308.61Priority among security interests and entitlement holders - UCC 8-511