N.Y. Comp. Codes R. & Regs. tit. 9, § 4101.12 – Reports of corporate licensees. | Midpage
§ 4101.12
N.Y. Comp. Codes R. & Regs. tit. 9, § 4101.12
Reports of corporate licensees.
Executive Department
(a) Copies of weekly payrolls of all personnel employed at the track during such association or corporation’s race meeting, including State license number of each employee.
(b) Copies of all written contracts and agreements and a summary of all verbal contracts and agreements.
(c) List of stockholders annually, or as the commission may require.
(d) List of officers and directors and compensation paid to each or as the commission may require.
(e) Upon the sale or transfer of any stock of any licensed harness racing corporation or association, such sale or transfer must be transmitted to the commission by affidavit verifying that said transfer or sale is in compliance with section 303 of the Racing, Pari-Mutuel Wagering and Breeding Law.
All associations and corporations licensed by the commission are required to submit to the commission the following: