N.Y. Comp. Codes R. & Regs. tit. 3, Sup. Proc. CB § 107.1
(b) the other, as of the close of business on the day thereof.
Each statement should also indicate the number of shares then issued and outstanding.*
Within 10 days after the completion of a sale or distribution by a bank, trust company, safe deposit company, investment company or mutual trust investment company of its capital stock, the issuer should send to the superintendent, at the address set forth in section 1.1 of Supervisory Policy G 1 of this Title, two condensed statements of condition, acknowledged by its chief executive or financial officer: