N.Y. Comp. Codes R. & Regs. tit. 3, Sup. Pol. G § 1.2
(c) Fees charged for the processing of any application for which a fee may be charged pursuant to the Banking Law, or the regulations thereunder, shall be as set forth in the following schedule:
Schedule of Application Fees
| Section 18-a | ||
|---|---|---|
| Banking Law | Authorized | |
| Institution | Authorizations | Amount |
| Depository Institutions | ||
| Banks & Trust Companies (including Limited Purpose Trust Companies) | ||
| Charter Application | § 23 | $12,500 |
| Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 113 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Change of Control | § 143-b.2 | $12,500 |
| Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
| Conversion (From National to State) | § 136.5 | $12,500 |
| Merger (National to State) | § 136.5 | $12,500 |
| Purchase of Assets (by State from Federal) | § 136-a | $12,500 |
| Merger | § 601.1 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Out-of-State, State-Chartered Banking Institutions | ||
| Additional NY Branch (after initial entry) (see Note 2) | § 224 | $ 750 |
| Savings Banks - Mutual | ||
| Charter Application | § 23 | $12,500 |
| Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 241.1 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Conversion (From Federal to State) | § 412 | $12,500 |
| Merger | § 601 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Conversion (From Mutual to Stock Form) | § 14-e.2 | $12,500 |
| Savings Banks - Stock Form | ||
| Charter Application | § 23/§ 14-e.2 | $12,500 |
| Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 241.1 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Change of Control | § 143-b.2 | $12,500 |
| Conversion (From Federal to State) | § 412 | $12,500 |
| Merger (Federal to State) | § 600/§ 14-e.2 | $12,500 |
| Purchase of Assets (By State from Federal) | § 601-a/§ 14-e.2 | $12,500 |
| Merger | § 601 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
| Savings & Loans - Mutual | ||
| Charter Application | § 23 | $12,500 |
| Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 396 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Conversion (From Federal to State) | § 410/§ 412 | $12,500 |
| Merger | § 601 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Conversion (from Mutual to Stock Form) | § 14-e.2 | $12,500 |
| Conversion (to Savings Bank) | § 23/§ 411 | $12,500 |
| Savings & Loans - Stock Form | ||
| Charter Application | § 23/§ 14-e.2 | $12,500 |
| Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 396 | $ 750 |
| Change of Control | § 143-b.2 | $12,500 |
| Conversion (From Federal to State) | § 410 | $12,500 |
| Merger (Federal to State) | § 600/§ 14-e.2 | $12,500 |
| Purchase of Assets (By State from Federal) | § 601-a/§ 14-e.2 | $12,500 |
| Merger | § 601 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
| Conversion (to Savings Bank) | § 23/§ 411 | $12,500 |
| Credit Unions | ||
| Charter Application | § 23 | $12,500 |
| New Station (see Note 3) | § 461 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 461 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Conversion (From Federal to State) | § 486 | $12,500 |
| Conversion (to Mutual Savings Bank) | § 487-a | $12,500 |
| Merger | § 601.1 | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Conversion (from Mutual to Stock Form) | 14-e.2 | $12,500 |
| Conversion (to Savings Bank) | § 23/§ 411 | $12,500 |
| Foreign Banks - Branches & Agencies | ||
| License Application | § 201.4 | $ 7,500 |
| Public Accommodation Office | § 191 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 203.1 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Foreign Banks - Representative Offices | ||
| License Application | § 26 | $ 7,500 |
| Change of Location (Temporary) (see Note 4) | § 28-a | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Private Bankers | ||
| Initial Verified Application | § 23 | $12,500 |
| Verified Certificate (Continuation of Business) | 24 | $ 750 |
| Branch | § 29 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 164 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Investment Companies | ||
| Charter Application | § 23 | $12,500 |
| Branch (unless exempt under § 508.4) | § 29/§ 508.4 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 511 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Change of Control | § 519 | $12,500 |
| Merger | § 601 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Safe Deposit Companies | ||
| Charter Application | § 23 | $12,500 |
| Branch) | § 29 | $ 750 |
| Change of Location (Temporary and Permanent) | § 28-a/§ 321 | $ 750 |
| Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
| Change of Control | § 324 | $12,500 |
| Merger | § 601 | $12,500 |
| Purchase of Assets | § 601-a | $12,500 |
| Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
| Holding Companies | ||
| Initial or Expansion Application | § 142 | $12,500 |
| Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
| Mutual Holding Companies | ||
| Conversion (from Mutual to Stock Form) | § 294/§ 14-e.2 | $12,500 |
| Sale of up to 49% of Subsidiary Bank Stock | § 290.1/§ 14-e.2 | $12,500 |
| Non-Depository Institutions | ||
| Mortgage Bankers | ||
| Original License | § 591.2 | $ 3,000 |
| Branch License | § 591.3 | $ 500 |
| Change of Control | § 594-b.1 | $ 3,000 |
| Mortgage Brokers | ||
| Original Registration | § 591-a | $ 1,500 |
| Branch | § 591-a.2 | $ 500 |
| Change of Control | § 594-b | $ 1,500 |
| Check Cashers | ||
| Original License | § 367.3 | $ 3,000 |
| Additional Regular Location | § 367.3 | $ 2,000 |
| Mobile Location | § 367.3 | $ 2,000 |
| Limited Station | § 370.2 | $ 500 |
| Change of Location (Regular) | § 367.3 | $ 2,000 |
| Change of Location (Mobile) | § 367.3 | $ 500 |
| Change of Location (Limited) | § 367.3 | $ 0 |
| Change of Control | § 370-a.1 | $ 3,000 |
| Money Transmitters | ||
| Original License | § 641.3 | $ 3,000 |
| Change of Control | § 652-a.1 | $ 3,000 |
| Licensed Lenders | ||
| Master License | § 341.2 | $ 3,000 |
| Additional Location (Temporary and Permanent) | § 341.6 | $ 500 |
| Change of Location | § 343.3a | $ 500 |
| Change of Control | § 345-1 | $ 3,000 |
| Acquisition, Merger, Consolidation, Purchase of Assets | § 344.1 | $ 3,000 |
| Sales Finance Companies | ||
| Original License (1 location/3 or more initial locations) | § 492.4.b & .c | $ 3,000/4,000 |
| Additional Place of Business | § 492.4.c | $ 500 |
| Change of Control | § 492-a.1 | $ 3,000 |
| Premium Finance Companies | ||
| Original License (1 location/3 or more initial locations) | § 555.4 | $ 3,000/4,000 |
| Additional Office | § 555.3 | $ 500 |
| Change of Control | § 555-a.1 | $ 3,000 |
| Budget Planners | ||
| Original License | § 580.3 | $ 3,000 |
| Change of Control | § 583-a.1 | $ 3,000 |
Note 1: No fee charged when branch is part of the approval of a Banking Development District (see § 96-d, Banking Law). Note 2: No fee charged if home state does not charge fee for entry or additional branches of a NY banking institution. Note 3: The designation of a student branch is not subject to the provisions applicable to stations, pursuant to § 450-b, Banking Law. Note 4: No fee charged for a permanent change of location.