(b) In compliance with section 683.13 of the General Business Law, every person acting as a franchise sales agent who shall have filed a sales agent disclosure form (UFRA-E) with the Department of Law shall file an updated sales agent disclosure form (UFRA-E) whenever any of the following changes have taken place, to indicate the change of information originally filed.

1. (1) Name. The change in name of registrant (in the event the registrant incorporates, an entirely new registration statement must be filed).
2. (2) Address. Change of business address and addresses of new branch offices in New York.
3. (3) Management. Changes in the officers, directors, general partners or other principals of the registrant, giving the new names and addresses involved in such changes.
4. (4) Litigation. Upon each occasion when the registrant becomes the subject of any criminal action, or is convicted of any misdemeanor or felony, is the subject of any injunction or cease and desist order relating to the offer or sale of securities or franchises or is the subject of a money judgment or injunction in a civil action involving fraud, embezzlement, fraudulent conversion or misappropriation of property.