N.Y. Comp. Codes R. & Regs. tit. 13, § 11.6
(2) the securities industry essentials examination, the general securities representative examination (series 7 examination) and the uniform combined State law examination (series 66 examination).
(b) Extended compliance period.
In accordance with section 11.4(i) of this Part, every natural person who, prior to February 1, 2021, was serving continuously and permissibly in any capacity covered under this Part, and who, through continued service, is subject to the registration and examination requirements of this Part on or after February 1, 2021, and who does not qualify for a waiver pursuant to section 11.7 of this Part, must take and receive a passing grade by December 2, 2021 on the examinations required under subdivision (a) of this section.
(a) Examination requirement.
Every principal of an investment adviser or solicitor, and every investment adviser representative, including persons representing solicitors, and every supervisor who is required to register in this jurisdiction and who does not qualify for a waiver pursuant to section 11.7 of this Part, must take and receive a passing grade within two years prior to the date of filing registration information pursuant to section 11.4(c) of this Part on: