(a) The Department of Law shall collect the following fees:

1. (1) $1,200 for each M-1 broker-dealer statement or Form BD filed by a non-FINRA member firm and for each Form NF filed;

2. (2) $1,200 for each M-11 issuer statement, Form D, or Uniform Notice Filing of Regulation A – Tier 2 Offering Form where the amount of the offering is in excess of $500,000;

   1. (i) all brokers and dealers whose principal business is in the offering, sale or promotion of real estate securities in or from the state of New York also shall pay the filing fees required by GBL section 352-e(7)(a);

3. (3) $300 for each M-11 issuer statement, Form D, or Uniform Notice Filing of Regulation A – Tier 2 Offering Form where the amount of the offering is $500,000 or less;

   1. (i) all brokers and dealers whose principal business is in the offering, sale or promotion of real estate securities in or from the State of New York also shall pay the filing fees required by GBL section 352-e(7)(a);
4. (4) $150 for each salesperson's statement, including Form M-2;
5. (5) $30 for each supplemental statement, including an amended Form D and other supplemental forms; and
6. (6) $300 for each M-10 (Real Estate) broker-dealer statement filed for or by a broker-dealer offering for sale, selling or promoting cooperative or homeowners association interests in real estate, including condominium units, plus $15 for each partner, officer, director or principal of any such firm, association or corporation.