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Suitability and Best Interests in Life Insurance and Annuity Transactions | Midpage
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New York Codes, Rules and Regulations
Title 11
Chapter IX
Part 224
Suitability and Best Interests in Life Insurance and Annuity Transactions
Insurance
224.0
Purpose.
224.1
Applicability.
224.2
Exemptions.
224.3
Definitions.
224.4
Duties of insurers and producers with respect to sales transactions.
224.5
Duties of insurers and producers with respect to in-force transactions.
224.6
Insurer responsibility and supervision.
224.7
Recordkeeping.
224.8
Violations.
224.9
Effective date.