N.Y. Comp. Codes R. & Regs. tit. 10, § 5-4.2
(3) All operating personnel making process control/system integrity decisions about water quality or quantity that effect public health must be appropriately certified as set forth below and be under the direction of an operator in responsible charge. Table 5-4.2–Plant Classification/Operator Requirements—All water treatment processes must be in accordance with the acceptable methods of treatment outlined in sections 5-1.22 and 5-1.30 of this Part.
| Plant type | System complexity | System classification | Required minimum grade operator Assistant operator |
|---|---|---|---|
| Water treatment plant with facilities for filtration which is designed to treat over 2.5 MGD (million gallons per day) | Surface water or ground water systems under the direct influence of surface water that provides filtration. | IA | IA IIA |
| Water treatment plant with facilities for filtration which is designed to treat 2.5 MGD or less | Surface water or ground water systems under the direct influence of surface water that provides filtration. | IIA | IIA IIA |
| Water treatment plant which is designed to treat over 2.5 MGD | Ground water (excluding ground water under the direct influence of surface water) or surface water systems with filtration avoidance without facilities for clarification. | IB | IB IIB |
| Water treatment plant which is designed to treat 2.5 MGD or less | Ground water (excluding ground water under the direct influence of surface water) or surface water systems with filtration avoidance without facilities for clarification. | IIB | IIB C |
| Water treatment plant and/or distribution system that is designed to serve 1,000 people or less | Systems with facilities for basic treatment (including bag, cartridge, pressure and/or other basic filtration as outlined in sections 5–1.22 and 5–1.30 of this Part), and/or pressure zones, booster stations, storage tanks, fire protection, disinfection, non-residential consumers, cross-connection potential, demand variations, etc. | C | C none required |
| Distribution system serving greater than 1,000 people and/or purchasing water system. | Pressure zones, booster stations, storage tanks, fire protection, disinfection, non-residential consumers, cross-connection potential, demand variations, etc. | D | D none required |
(5) The only grades certified to operate distribution systems are grade C for a distribution system that serves 1,000 people or less and grade D for distribution systems that serve greater than 1,000 people and/or purchasing water systems with responsibility for distribution of water only.
(b) Certification procedures.
(a) Certification required.