Any person violating any of the following provisions of this article shall upon conviction thereof be guilty of a felony punishable by a fine of not less than five hundred dollars ($500) or more than twenty thousand dollars ($20,000):

1. A. Section 595 [59A-35-6 NMSA 1978] (registration of security, permit required);
2. B. Subsection B of Section 600 [59A-35-11 NMSA 1978] (terms of permit; compliance);
3. C. Section 601 [59A-35-12 NMSA 1978] (permit as inducement);
4. D. Section 602 [59A-35-13 NMSA 1978] (public announcements of offering); and
5. E. Section 605 [59-35-16 NMSA 1978] (securities salesmen, license required).

History: Laws 1984, ch. 127, § 607.

ANNOTATIONS

Am. Jur. 2d, A.L.R. and C.J.S. references. — 44 C.J.S. Insurance §§ 96, 97.