Investment Securities | Midpage

Collections
New Mexico Statutes Annotated 1978

8

Investment Securities

State of New Mexico

55-8-101Short title 55-8-102Definitions 55-8-103Rules for determining whether certain obligations and interests are securities or financial assets 55-8-104Acquisition of security or financial asset or interest therein 55-8-105Notice of adverse claim 55-8-106Control 55-8-107Whether indorsement, instruction or entitlement order is effective 55-8-108Warranties in direct holding 55-8-109Warranties in indirect holding 55-8-110Applicability; choice of law 55-8-111Clearing corporation rules 55-8-112Creditor's legal process 55-8-113Statute of frauds inapplicable 55-8-114Evidentiary rules concerning certificated securities 55-8-115Securities intermediary and others not liable to adverse claimant 55-8-116Securities intermediary as purchaser for value 55-8-201Issuer 55-8-202Issuer's responsibility and defenses; notice of defect or defense 55-8-203Staleness as notice of defect or defense 55-8-204Effect of issuer's restriction on transfer 55-8-205Effect of unauthorized signature on security certificate 55-8-206Completion or alteration of security certificate 55-8-207Rights and duties of issuer with respect to registered owners 55-8-208Effect of signature of authenticating trustee, registrar or transfer agent 55-8-209Issuer's lien 55-8-210Overissue 55-8-301Delivery 55-8-302Rights of purchaser 55-8-303Protected purchaser 55-8-304Indorsement 55-8-305Instruction 55-8-306Effect of guaranteeing signature, indorsement or instruction 55-8-307Purchaser's right to requisites for registration of transfer 55-8-401Duty of issuer to register transfer 55-8-402Assurance that indorsement or instruction is effective 55-8-403Demand that issuer not register transfer 55-8-404Wrongful registration 55-8-405Replacement of lost, destroyed or wrongfully taken security certificate 55-8-406Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate 55-8-407Authenticating trustee, transfer agent and registrar 55-8-501Securities account; acquisition of security entitlement from securities intermediary 55-8-502Assertion of adverse claim against entitlement holder 55-8-503Property interest of entitlement holder in financial asset held by securities intermediary 55-8-504Duty of securities intermediary to maintain financial asset 55-8-505Duty of securities intermediary with respect to payments and distributions 55-8-506Duty of securities intermediary to exercise rights as directed by entitlement holder 55-8-507Duty of securities intermediary to comply with entitlement order 55-8-508Duty of securities intermediary to change entitlement holder's position to other form of security holding 55-8-509Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder 55-8-510Rights of purchaser of security entitlement from entitlement holder 55-8-511Priority among security interests and entitlement holders