Collections
New Mexico Administrative Code
Title 12
Chapter 11
Part 9
Standards Applicable to Registered Offerings
State of New Mexico
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1
Issuing Agency
2
Scope
3
Statutory Authority
4
Duration
5
Effective Date
6
Objective
7
Definitions
8
Adoption of Nasaa Statements of Policy for Registration of Certain Types of Securities
9
Impoundment of Proceeds
10
Loans and Other Material Affiliated Transactions
11
Options and Warrants
12
Promoter's Equity Investment
13
Promotional Shares
14
Specificity in Use of Proceeds
15
Underwriting Expenses, Underwriter's Warrants, Selling Expenses and Selling Security Holders
16
Unequal Voting Rights
17
Unsound Financial Condition
18
Preferred Stock
19
Debt Securities