Any individual whose proposed advisory activities will be restricted shall provide the director with proof of obtaining a passing score on the uniform combined state law examination (series 66 - post 1999 version) and each examination in the following paragraphs that relates to the applicant’s proposed activities:

1. A. the investment company products/variable contracts representative examination (series 6);
2. B. the limited registered representative examination (series 17);
3. C. the direct participation programs representative examination (series 22);
4. D. the municipal securities representative examination (series 52);
5. E. the corporate securities representative examination (series 62);
6. F. the government securities limited representative examination (series 72);
7. G. the Canada modules of the series 7 examination (series 37 and 38);
8. H. the Japan module of the series 7 examination (series 47).

[12.11.5.15 NMAC - Rp, 12.11.5.10 NMAC, 1-1-2010]