N.M. Code R. § 12.11.3.13
This part does not require a registered broker-dealer to make and keep such records of transactions cleared for the registrant by another registered broker-dealer as are customarily made and kept by the clearing broker-dealer.
[12.11.3.13 NMAC - Rp, 12 NMAC 11.2.6.6, 1-1-2010]