N.M. Code R. § 12.11.2.23

Denial, Suspension and Revocation

Effective Jan 1, 2010State of New Mexico

Any order denying, suspending, revoking, canceling or limiting the registration of, and any order barring, a broker-dealer or agent may include such other sanctions as the director finds appropriate.

[12.11.2.23 NMAC - Rp, 12.11.2.23 NMAC, 1-1-2010]

Log InSign Up