Nothing in this part shall limit the director’s authority to enforce existing provisions of law.

HISTORY OF 12.11.15 NMAC:

Pre NMAC History: Material in this part was derived from that previously filed with the commission of public records - state records center and archives:

FID 67-1, Regulation 67-62, General Requirements, filed 5-18-67;

FID 76-1, Order 76-64, Regulation 76-1, Relating to Options Clearing Corporations, filed 3-26-76;

SB Rule 84-1, New Mexico Blue Sky Regulations, filed 9-5-84;

SD Rule 86-7.01, Application of Proceeds, filed 7-14-86;

SD Rule 86-7.02, Stock Distribution, filed 7-14-86;

SD Rule 86-7.03, Securities Transfers, 7-14-86;

SD Rule 86-7.04, Broker-Dealer Activities, filed 7-14-86;

SD Rule 86-7.05, Market Manipulation, filed 7-14-86.

History of Repealed Material:

12 NMAC 11.5, Fraudulent Practices (filed 4-19-99) repealed 1-1-2010.

Other History:

SD Rule 86-7.01, Application of Proceeds (filed 7-14-86); SD Rule 86-7.02, Stock Distribution (filed 7-14-86); SD Rule 86-7.03, Securities Transfers (filed 7-14-86); SD Rule 86-7.04, Broker-Dealer Activities (filed 7-14-86); SD Rule 86-7.05, Market Manipulation (filed 7-14-86) were renumbered into first version of the New Mexico Administrative Code as 12 NMAC 11.5, Fraudulent Practices, effective 5-1-99.

12 NMAC 11.5, Fraudulent Practices (filed 4-19-99) was renumbered, reformatted, and replaced by 12.11.15 NMAC, Fraudulent Practices, effective 1-1-2010.

[12.11.15.14 NMAC - N, 1-1-2010]