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New Mexico Administrative Code

Part 13

Uniform Limited Offering Exemption

State of New Mexico

1Issuing Agency 2Scope 3Statutory Authority 4Duration 5Effective Date 6Objective 7Definitions 8Uniform Limited Offering Exemption 9Notice 10Suitability 11Adequate Disclosure 12Exemption Not Available 13Know-your-customer Standards 14Exemption Available Only to Issuers 15Availability of Other Exemptions 16Director’s Discretion 17Citation