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New Mexico Administrative Code

Part 12

Exempt Transactions

State of New Mexico

1Issuing Agency 2Scope 3Statutory Authority 4Duration 5Effective Date 6Objective 7Definitions 8Section 58-13C-202a - Isolated Non-issuer Transactions 9Section 58-13C-202B(4) - Manual or Electronically Available Information Exemption 10Section 58-13C-202K - Transactions in Secured Debt Instruments 11Section 58-13C-202X - Small Offerings by Issuers with Local Operations 12Section 58-13C-202Y - Limited Offering Exemption 13Section 58-13C-202O - Existing Security Holders Exemption 14Section 58-13C-202N - Sales to Ten or Fewer Purchasers 15Section 58-13C-202U - Employee Benefit Plans 16Section 58-13C-202CC - Transactions Involving Interests in Oil, Gas and Mining Rights 17Section 58-13C-203 - Transactions Involving Securities of an Investment Club 18Section 58-13C-203 - World-class Securities Exemption 19Section 58-13C-203 - Accredited Investor Exemption 20Use of Advertisement or Public Solicitation 21Confirmation of Filing 22Section 58-13C-203 - Offers of Securities on the Internet 23Section 58-13C-203 - Offers and Sales of Securities by Exempt Canadian Broker-dealers and Agents