1. A. The following are additional securities markets designated by the director pursuant to Section 58-13C-201F:

   (1) Chicago stock exchange (tier I only); and

   (2) Pacific stock exchange (tiers I and II only).

2. B. The exemption provided by Section 58-13C-201F shall include any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so listed or approved; or any warrant or right to purchase any of the foregoing.

   HISTORY OF 12.11.11 NMAC:

   Pre-NMAC History: Material in this part was derived from that previously filed with the commission of public records - state records center and archives:

   FID 67-1, Regulation 67-62, General Requirements, filed 5-18-67.

   FID 76-1, Order 76-64, Regulation 76-1, Relating to Options Clearing Corporations, filed 3-26-76.

   SB Rule 84-1, New Mexico Blue Sky Regulations, filed 9-5-84.

   SD Rule 86-6.01, Registration Exemptions, filed 7-14-86.

   SD Rule 86-6.01, Registration Exemptions, filed 10-22-86.

   History of Repealed Material: Those relevant portions of 12 NMAC 11.4, Registration and Exemption of Securities (filed 4-19-99) repealed 1-1-2010.

   Other History:

   SD Rule 86-6.01, Registration Exemptions (filed 10-22-86) was renumbered into first version of the New Mexico Administrative Code as 12 NMAC 11.4, Registration and Exemption of Securities, effective 5/01/1999.

   Those relevant portions of 12 NMAC 11.4, Registration and Exemption of Securities (filed 4-19-99), were renumbered, reformatted and replaced by 12.11.11 NMAC, Exempt Securities, effective 1-1-2010.

[12.11.11.9 NMAC - Rp, 12 NMAC 11.4.7.1.4, 1-1-2010]