Learn More
Log In
Sign Up
N.D. Cent. Code ch. 41-08 – Investment Securities | Midpage
Collections
North Dakota Century Code
Title 41
Chapter 41-08
N.D. Cent. Code ch. 41-08
Investment Securities
41-08-01
(8-101) Short title
41-08-02
(8-102) Definitions
41-08-03
(8-103) Rules for determining whether certain obligations and interests are securities or financial assets
41-08-04
(8-104) Acquisition of security or financial asset or interest therein
41-08-05
(8-105) Notice of adverse claim
41-08-06
(8-106) Control
41-08-07
(8-107) Whether endorsement, instruction, or entitlement order is effective
41-08-08
(8-108) Warranties in direct holding
41-08-09
(8-109) Warranties in indirect holding
41-08-10
(8-110) Applicability - Choice of law
41-08-11
(8-111) Clearing corporation rules
41-08-12
(8-112) Creditor's legal process
41-08-13
(8-113) Statute of frauds inapplicable
41-08-14
(8-114) Evidentiary rules concerning certificated securities
41-08-15
(8-115) Securities intermediary and others not liable to adverse claimant
41-08-16
(8-116) Securities intermediary as purchaser for value
41-08-17
(8-201) Issuer
41-08-18
(8-202) Issuer's responsibility and defenses - Notice of defect or defense
41-08-19
(8-203) Staleness as notice of defect or defense
41-08-20
(8-204) Effect of issuer's restriction on transfer
41-08-21
(8-205) Effect of unauthorized signature on security certificate
41-08-22
(8-206) Completion or alteration of security certificate
41-08-23
(8-207) Rights and duties of issuer with respect to registered owners
41-08-24
(8-208) Effect of signature of authenticating trustee, registrar, or transfer agent
41-08-25
(8-209) Issuer's lien
41-08-26
(8-210) Overissue
41-08-27
(8-301) Delivery
41-08-28
(8-302) Rights of purchaser
41-08-29
(8-303) Protected purchaser
41-08-30
(8-304) Endorsement
41-08-31
(8-305) Instruction
41-08-32
(8-306) Effect of guaranteeing signature, endorsement, or instruction
41-08-33
(8-307) Purchaser's right to requisites for registration of transfer
41-08-34
(8-401) Duty of issuer to register transfer
41-08-35
(8-402) Assurance that endorsement or instruction is effective
41-08-36
(8-403) Demand that issuer not register transfer
41-08-37
(8-404) Wrongful registration
41-08-38
(8-405) Replacement of lost, destroyed, or wrongfully taken security certificate
41-08-39
(8-406) Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
41-08-40
(8-407) Authenticating trustee, transfer agent, and registrar
41-08-41
(8-501) Securities account - Acquisition of security entitlement from securities intermediary
41-08-42
(8-502) Assertion of adverse claim against entitlement holder
41-08-43
(8-503) Property interest of entitlement holder in financial asset held by securities intermediary
41-08-44
(8-504) Duty of securities intermediary to maintain financial asset
41-08-45
(8-505) Duty of securities intermediary with respect to payments and distributions
41-08-46
(8-506) Duty of securities intermediary to exercise rights as directed by entitlement holder
41-08-47
(8-507) Duty of securities intermediary to comply with entitlement order
41-08-48
(8-508) Duty of securities intermediary to change entitlement holder's position to other form of security holding
41-08-49
(8-509) Specification of duties of securities intermediary by other statute or regulation - Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
41-08-50
(8-510) Rights of purchaser of security entitlement from entitlement holder
41-08-51
(8-511) Priority among security interests and entitlement holders
41-08-52
(8-603) Savings clause